Mr. Cummins has served as Chief Compliance Officer since June 2015 pursuant to an agreement between Oxford Funds and Alaric Compliance Services, LLC (“Alaric”), a compliance consulting firm. Mr. Cummins currently serves as the Chief Compliance Officer of Oxford Funds, LLC, Oxford Square Capital Corp., Oxford Square Management, LLC, Oxford Lane Capital Corp., Oxford Lane […]
Ms. Paul is the Director of Operations at Oxford Funds, LLC. She is responsible for trade settlement operations, middle office functions and compliance. Ms. Paul received her B.A. from Gordon College.
Sergio Giudici is Head of Information Technology at Oxford Funds, LLC. Previously, he worked at Axiom Technology Group as a Network and Structure Engineer. Before joining Axiom, Mr. Giudici worked as a Network and Virtual Deployment Engineer at New Vision Systems and as a Technology and Engineering consultant and Head of Information Technology at National […]
Mr. Ball is a Middle Office Associate of Oxford Funds, LLC. Previously, Mr. Ball was an Assistant Vice President on the Operations team at Anchorage Capital Group, LLC. Mr. Ball received a B.A. in Economics cum laude from Villanova University.